At Franklin Templeton, we’re advancing our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that’s both broad and unique. From our welcoming, inclusive, and flexible culture to our global and diverse business, we provide opportunities to help you reach your potential while helping our clients reach theirs.
Come join us in delivering better outcomes for our clients around the world!
We are currently seeking an experienced Compliance Analyst with Quality Assurance/Marketing Review experience to join our compliance team.
The Compliance Analyst will review marketing materials from a quality assurance standpoint and for consistency with US and International regulatory standards. The analyst will be responsible for ensuring that all marketing materials and communications comply with regulatory standards and company policies. This involves scrutinizing advertisements, promotional content, and public statements for accuracy, truthfulness, and the absence of misleading information. The analyst will collaborate with legal and regulatory departments to stay informed about the latest compliance requirements and industry best practices. Additionally, the analyst will offer guidance and training to marketing professionals on compliance issues in the creation of content that meets regulatory standards, thereby protecting the company’s reputation and maintaining consumer trust.
Conduct data/editorial oversight and review/approval of product commentaries to ensure compliance with all applicable regulations, including SEC, and other relevant guidelines.
Analyze and interpret regulatory changes and updates to ensure ongoing compliance and mitigate potential risks.
Monitor and track marketing materials to ensure timely review and approval processes.
Maintain up to date knowledge of industry trends, regulations, and best practices.
Bachelor’s degree in Finance, Business, Law, or related field.
Minimum of 3 years of experience in a compliance or quality assurance role.
Knowledge of SEC marketing rules and other regulatory requirements applicable to marketing and advertising in the financial services industry.
Ability to work independently and collaboratively in a fast-paced environment.
Detail-oriented with strong problem-solving abilities.
Our culture is shaped by our diverse global workforce and strongly held core values. Regardless of your interests, lifestyle, or background, there’s a place for you at Franklin Templeton. We provide employees with the tools, resources, and learning opportunities to help them excel in their career and personal life.
By joining us, you will become part of a culture that focuses on employee well-being and provides multidimensional support for a positive and healthy lifestyle. We understand that benefits are at the core of employee well-being and may vary depending on individual needs. Whether you need support for maintaining your physical and mental health, saving for life’s adventures, taking care of your family members, or making a positive impact in your community, we aim to have your needs covered.
Learn more about the wide range of benefits we offer at Franklin Templeton
Franklin Templeton is an Equal Opportunity Employer. We are committed to providing equal employment opportunities to all applicants and existing employees, and we evaluate qualified applicants without regard to ancestry, age, color, disability, genetic information, gender, gender identity, or gender expression, marital status, medical condition, military or veteran status, national origin, race, religion, sex, sexual orientation, and any other basis protected by federal, state, or local law, ordinance, or regulation.
Franklin Templeton is committed to fostering a diverse and inclusive environment. If you believe that you need an accommodation or adjustment to search for or apply for one of our positions, please send an email to accommodations@franklintempleton.com. In your email, please include the accommodation or adjustment you are requesting, the job title, and the job number you are applying for. It may take up to three business days to receive a response to your request. Please note that only accommodation requests will receive a response.
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