Senior Compliance Officer/Compliance Specialist

Job Highlight

• Bachelors Degree or Masters Degree in Laws
• Understanding of the rules of SET and SEC
• Compliance / Company Secretary
  

Location : Chatuchak,Bangkok



Roles & Responsibilities

• Advising and monitoring on the corporate operation to align with laws and regulations of Stock Exchange of Thailand (SET), and Securities and Exchange Commission (SEC).

• Overseeing and providing the recommendations on the corporate operation to align with good governance including CG Policy, and Anti-Corruption policy.

• Developing and keeping up-to-date on the internal policies, regulations, and systems to align with relevant laws and regulations, good governance and Groups policies.

• Ensuring that the business of the Company complied with relevant law and regulations, particularly on SET and SEC.

• Liaising with SET and SEC, and ensuring that corporate information disclosures to regulatory agencies are completed and in accordance with laws and regulations.

• Prepare disclosure document and reports (Form 56-1 One Report, Annual Report and AGM/EGM (If any) and coordinate with SET, SEC and relevant government authorities by collection, analyzing and summarizing information).

• Any other assignments.

Required Skills & Qualifications

• Bachelors Degree or Masters Degree in Laws, Business Administration or related fields.

• Minimum 5 years experience in legal and compliance tasks or related fields in listed companies, and familiarity with SET and SEC requirements and systems.

• Excellent English proficiency, TOEIC above 700.

• Self-motivated and result oriented, and attention to detail.

• Experience or involving in company secretary function is a plus.
  
  
  Contact : Kitti
  kitti.mart@peopleprofilers.com
  +66 090 594 3838