Remote Securities Regulation Jobs
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75 jobs
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Legal Counsel
Legal Counsel
12 day ago
Quidax
- Remote: Nigeria
- Full time
Providing Legal AdviceRegulatory ComplianceRisk ManagementContract Management
Associate General Counsel
Associate General Counsel
13 day ago
CPSI
- Remote: United States
- Full time
Regulatory ComplianceLegal ResearchCorporate LawsCorporate Governance
Sales Account Executive
Sales Account Executive
3 day ago
Finalis
- Remote: Argentina
- Full time
Sales ManagementData Mining
Director of Investor Relations
Director of Investor Relations
9 day ago
EquipmentShare
- Remote: Missouri (USA)
- Full time
Financial AnalysisSecurities RegulationInvestor Relations
Sr. Workplace Compliance Advisor
Sr. Workplace Compliance Advisor
19 day ago
Edward Jones
- Remote: Arizona (USA)
- Full time
Regulatory ComplianceSecurities RegulationCompliance Management
Regional Vice President - Insurance
Regional Vice President - Insurance
3 day ago
Columbia Threadneedle Investments, US
- Remote: Delaware (USA), New Jersey (USA)
- Full time
Product KnowledgeSales DevelopmentConsultative Selling
Counsel - Remote
Counsel - Remote
18 day ago
Symetra
- Remote: Washington (USA)
- Freelance
Securities RegulationFinancial LawFundraisingPrivate Equity
Regulatory Affairs Consultant, Biologics
Regulatory Affairs Consultant, Biologics
12 day ago
Parexel
- Remote: India
- Full time
Regulatory ComplianceRegulatory ComplianceDigital File ManagementRegulatory Compliance
Corporate Legal Counsel
Corporate Legal Counsel
7 day ago
Postmedia Network Inc.
- Remote: Canada
- Full time
Securities RegulationCorporate LawsCommercial LawsTransaction Processing (Computing)
Senior Legal Counsel Corporate Governance and Capital Markets
Senior Legal Counsel Corporate Governance and Capital Markets
23 day ago
Kyivstar.Tech
- Remote: Ukraine
- Full time
Regulatory ComplianceCorporate GovernanceCapital MarketsRisk Management
Examiner
Examiner
15 day ago
LPL Financial
- Remote: Florida (USA)
- Full time
Compliance ManagementRisk AnalysisAuditing
Senior Compliance Officer/Compliance Specialist
Senior Compliance Officer/Compliance Specialist
19 day ago
PEOPLE PROFILERS
- Remote: Thailand
- Full time
Securities RegulationCompliance ManagementCompany Administration
Senior Manager IFRS
Senior Manager IFRS
23 day ago
Kyivstar.Tech
- Remote: Ukraine
- Full time
Securities ResearchProject ManagementTechnical Accounting
Manager, Enhanced Due Diligence (AML)
Manager, Enhanced Due Diligence (AML)
24 day ago
Raymond James
- Remote: Colorado (USA)
- Full time
Anti Money LaunderingRisk ManagementCompliance Management
Support Specialist I (Remote)
Support Specialist I (Remote)
30+ days ago
Brex
- Remote: Canada
- 44 - 46K
Sr, Paralegal
Sr, Paralegal
4 day ago
Cardinal Health
- Remote: Ohio (USA)
- Full time
Drafting DocumentsProject ManagementAccounts ReceivableBankruptcies
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
Jurist/in (w/m/d) Unternehmensentwicklung am Standort Frankfurt
30+ days ago
Deutsche WertpapierService Bank AG
- Remote: Germany
- Full time
- Mid-level (2-5 years)
Structured Programming
Senior Counsel - Corporate
Senior Counsel - Corporate
5 day ago
Lash Group
- Remote: Connecticut (USA), Delaware (USA), Florida (USA), Georgia (USA), Indiana (USA), Maine (USA), Maryland (USA), Massachusetts (USA), New Hampshire (USA), New Jersey (USA), New York (USA), North Carolina (USA), Pennsylvania (USA), Rhode Island (USA), South Carolina (USA)
- Full time
Compliance ManagementCorporate LawsMergers And AcquisitionsCorporate Governance
Senior Counsel - Corporate
Senior Counsel - Corporate
5 day ago
SmartSource
- Remote: Connecticut (USA), Delaware (USA), Florida (USA), Georgia (USA), Indiana (USA), Maine (USA), Maryland (USA), Massachusetts (USA), New Hampshire (USA), New Jersey (USA), New York (USA), North Carolina (USA), Pennsylvania (USA), Rhode Island (USA), South Carolina (USA)
- Full time
Providing Legal AdviceCorporate GovernanceCorporate LawsMergers And Acquisitions
Consultant - Chief Compliance Officer
Consultant - Chief Compliance Officer
30+ days ago
Arootah LLC
- Remote: New York (USA)
Securities Regulation
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Africa Experience/Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- Remote: United Kingdom
- Full time
- Expert & Leadership (>10 years)
Risk ManagementAnti Money LaunderingEconomic Sanctions
Senior Compliance Consultant
Senior Compliance Consultant
5 day ago
Group 1001
- Remote: Massachusetts (USA)
- Full time
Insurance LawSecurities RegulationCompliance ManagementFinancial Regulations
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
Global Vice President Compliance (Fintech/Cryptocurrency/Stablecoin/Remote)
30+ days ago
Black Pen Recruitment
- Remote: Zambia
- Full time
- Expert & Leadership (>10 years)
Risk ManagementRegulatory ComplianceAnti Money LaunderingEconomic Sanctions
Consultant - Chief Legal Counsel or General Counsel
Consultant - Chief Legal Counsel or General Counsel
30+ days ago
Arootah LLC
- Remote: New York (USA)
- Freelance
- Senior (5-10 years)
Securities RegulationOnline CommunicationRegulatory Compliance
Core Compliance Officer - remote
Core Compliance Officer - remote
30+ days ago
Performance Trust Capital Partners
- Remote: Illinois (USA)
- Full time
Compliance ManagementRegulatory CompliancePolicy DevelopmentCompliance Management
Senior Legal Counsel - Private Equity (Board Role)
Senior Legal Counsel - Private Equity (Board Role)
30+ days ago
Yorktown Search Partners
- Remote: Canada
- Full time
- Senior (5-10 years)
Securities RegulationMergers And Acquisitions
Chief Compliance Officer and CAMLO, Canada
Chief Compliance Officer and CAMLO, Canada
30+ days ago
Coinbase
- Remote: Canada
- Senior (5-10 years)
- 237 - 237K
Risk AnalysisRegulatory ComplianceInternal ControlsCompliance Management
Sr. Counsel, M&A
Sr. Counsel, M&A
30+ days ago
DoorDash
- Remote: California (USA), Illinois (USA), New York (USA)
- Full time
Corporate AccountingCivil DraftingMergers And AcquisitionsRisk Management
Senior Legal Counsel Corporate Governance and Capital Markets
Senior Legal Counsel Corporate Governance and Capital Markets
23 day ago
Київстар
- Remote: Ukraine
- Full time
Securities RegulationCorporate GovernanceCapital MarketsInformation Disclosure Statement
Auditeur IT Sénior SEC/PCAOB (H/F)
Auditeur IT Sénior SEC/PCAOB (H/F)
30+ days ago
Mazars
- Remote: France
- Full time
- Mid-level (2-5 years)
Transactional Research Solution Consultant
Transactional Research Solution Consultant
5 day ago
Elsevier
- Remote: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA)
- Full time
Product KnowledgeHardware SupportCustomer Relationship Management
Chief Compliance Officer (Canada)
Chief Compliance Officer (Canada)
30+ days ago
Alpaca
- Remote: Canada
- Mid-level (2-5 years)
- 1 - 1K
Compliance ManagementRegulatory ComplianceStakeholder EngagementPolicy Development
Transactional Research Solution Consultant
Transactional Research Solution Consultant
5 day ago
LexisNexis Reed Tech
- Remote: Arizona (USA), Florida (USA), Georgia (USA), Idaho (USA), Illinois (USA), Minnesota (USA), Missouri (USA), Nevada (USA), New Jersey (USA), North Carolina (USA), Ohio (USA), Oregon (USA), Pennsylvania (USA), Texas (USA), Wyoming (USA)
- Full time
Hardware SupportCustomer Relationship Management
Senior Director and Associate General Counsel - Corporate Governance
Senior Director and Associate General Counsel - Corporate Governance
9 day ago
IonQ
- Remote: Canada
- Full time
Securities RegulationCorporate GovernanceMergers And AcquisitionsCompliance Management
Sr. Workplace Compliance Advisor
Sr. Workplace Compliance Advisor
27 day ago
Edward Jones
- Remote: Arizona (USA), Missouri (USA)
- Full time
Securities RegulationCompliance Management
Senior Legal Counsel - Midnight
Senior Legal Counsel - Midnight
30+ days ago
Input Output (IOHK)
- Remote: United Kingdom
- Full time
- Mid-level (2-5 years)
Providing Legal AdviceContract ManagementRegulatory ComplianceRisk Management
Sr. Workplace Compliance Advisor
Sr. Workplace Compliance Advisor
30+ days ago
Edward Jones
- Remote: Arizona (USA)
- Full time
Regulatory ComplianceSecurities RegulationCompliance Management
Communications Compliance Director
Communications Compliance Director
25 day ago
Raymond James
- Remote: Colorado (USA)
- Full time
Securities RegulationRegulatory ComplianceProject ManagementRisk Management
Compliance Manager and MLRO, Coinbase Australia
Compliance Manager and MLRO, Coinbase Australia
30+ days ago
Coinbase
- Remote: Australia
- Senior (5-10 years)
Securities RegulationRegulatory ComplianceCompliance Management
Senior Advisor, Supervision - Onboarding
Senior Advisor, Supervision - Onboarding
6 day ago
Raymond James
- Remote: Colorado (USA)
- Full time
Employee OnboardingRegulatory ComplianceRisk AnalysisDigital File Management
In-House Counsel
In-House Counsel
30+ days ago
Experior Financial Group
- Remote: Canada
- Senior (5-10 years)
- 150 - 250K
Corporate LawsState Laws
Senior Advisor, Supervision Trade Review
Senior Advisor, Supervision Trade Review
21 day ago
Raymond James
- Remote: Colorado (USA)
- Full time
Financial AnalysisSecurities RegulationRegulatory Compliance
Team Lead, Sales Supervision Principal
Team Lead, Sales Supervision Principal
4 day ago
Transamerica
- Remote: United States
- Full time
Securities ResearchCompliance ManagementInvestment Account Management
Counsel - Remote
Counsel - Remote
30+ days ago
Symetra
- Remote: Washington (USA)
- Freelance
Securities RegulationFinancial LawFundraisingPrivate Equity
SMB Account Executive, Actimize(Canada - Remote)
SMB Account Executive, Actimize(Canada - Remote)
30+ days ago
NICE Ltd
- Remote: Canada
- Full time
Software Systems
Director, National Accounts
Director, National Accounts
30+ days ago
Meeder Investment Management
- Remote: Ohio (USA)
- Full time
Product MarketingOperational ExcellenceBusiness Strategies
Advisor, Supervision – Investment Advisory
Advisor, Supervision – Investment Advisory
28 day ago
Raymond James
- Remote: Colorado (USA)
- Full time
Investment Account ManagementAnalyticsCompliance ManagementFiduciary Accounting
Lawyer (US experience)
Lawyer (US experience)
24 day ago
Remote Employee PH
- Remote: Philippines
- Full time
Legal ResearchLawsuitsCivil Law
Advisor, Supervision – Investment Advisory
Advisor, Supervision – Investment Advisory
28 day ago
Raymond James
- Remote: Colorado (USA)
- Full time
Investment Account ManagementAnalyticsCompliance ManagementFiduciary Accounting
XTN-E312212 | SENIOR ACCOUNTANT
XTN-E312212 | SENIOR ACCOUNTANT
30+ days ago
KMC Solutions
- Remote: Philippines
- Full time
- Senior (5-10 years)
AccountingSecurities RegulationInternal Controls
