Match score not available

Compliance Intern - Remote

Remote:

Full Remote

Contract:

Full time

Salary:

35 - 35K yearly

Experience:

Entry-level / graduate

Work from:

United States

Offer summary

Qualifications:

Rising Junior or Senior in college pursuing a bachelor's degree., Desire to conduct compliance research and analysis., General understanding of financial markets., Strong communication skills (verbal/written)., High proficiency in Microsoft Office Suite..

Key responsabilities:

Assist Compliance Director with project initiatives.
Prepare responses to compliance questions.
Analyze internal controls for compliance violations.
Review information for adherence to the Code of Ethics.
Investigate exceptions in compliance surveillance reports.

OneDigital Large https://www.onedigital.com/

1001 - 5000 Employees

See more OneDigital offers

Job description

Are you looking to accelerate your career without having to hide your authentic self - a place where you can be you? A career that’s making a bigger impact on the world? At OneDigital, we are on a mission to help people do their best work and live their best lives. From the services we offer to the way we show up for each other each day, we are fueling dreams, achieving big goals, and embracing each other’s truest selves.

We understand that pursuing a new job is a big deal. Maybe you’re afraid you won’t fit in. Well, here’s the good news. For us, the days of “fit in to get in” are over and being different is not a barrier to getting ahead. Greatness comes in all shapes, sizes, colors, and experience levels. If you are looking for a people-first culture that is wired for growth, driven to serve, and totally committed to having your back, give us a shot. Your best life awaits.

Our Newest Opportunity:

Summary:

OneDigital is looking for a rising college Junior or Senior to intern with our team! Being a part of our JUMPSTART Internship program will give you hands-on experience at one of the nation’s fastest growing strategic advisory firms. This is an exciting opportunity to join a growing organization recognized as one of Glass Door’s 2023 Best Places to Work!

Responsibilities:

Under direction of the Compliance Director, provide assistance to the OneDigital Investment Advisor’s Compliance Department for projects and initiatives.

Help prepare responses to compliance questions posed through the Compliance Portal.

Assist in analyzing internal controls in order to detect violations of compliance policies/procedures, including Code of Ethics/Personal Trading/Client Trading.

Review information gathered by associates for adherence to the Code of Ethics.

Assist with review of compliance surveillance reports and investigate exceptions.

Qualifications:

Desire to conduct compliance research and analysis.

Self-starter with project management skills; respond to managerial direction, complete tasks on time, and take responsibility for actions.

General understanding of the financial markets.

Strong communication skills (verbal/written).

Strong attention to details and problem-solving skills.

Balances team/individual responsibilities; exhibits objectivity/openness to new ideas and welcomes feedback.

Demonstrate initiative.

Must have ability to handle business-sensitive/confidential information in a discrete manner.

Strong computer skills and demonstrate a high level of proficiency with Microsoft Office Suite (Word/Excel/PowerPoint/etc.).

Education, Training and Experience:

A rising Junior or Senior pursuing a bachelor’s degree.

The typical base pay range for this role nationwide is $18 per hour.

Your base pay is dependent upon your skills, education, qualifications, professional experience, and location. In addition to base pay, some roles are eligible for variable compensation, commission, and/or annual bonus based on your individual performance and/or the company’s performance. We also offer eligible employees health, wellbeing, retirement, and other financial benefits, paid time off, overtime pay for non-exempt employees, and robust learning and development programs. You will receive reimbursement of job-related expenses per the company policy and may receive employee perks and discounts.

To learn more, visit: www.onedigital.com/careers

Thank you for your interest in joining the OneDigital team!