US Compliance Manager

Responsibilities:

• Manages the daily operations of AML staff by overseeing alert/case volumes and providing ongoing coaching, guidance, and training.
• Serves as the primary resource to team members on intensified AML detection/investigative issues and provides coaching and feedback to the team.
• Responsible for management functions including new employee selection, employee development, performance evaluation, and corrective action.
• Creates and implements unit objectives and policies and procedures to meet organizational goals and objectives in support of Caleb & Brown.
• Oversees and leads designated AML prevention and detection environments and ensures regulatory and reporting requirements are met.
• Interacts with law enforcement and industry and regulatory authorities, as appropriate.
• Identifies and implements corrective action for any outstanding AML or BSA (Bank Secrecy Act) and OFAC compliance issues.
• Collaborates with senior management in developing strategy, business plans/objectives for the AML/BSA team.
• Represents the AML/BSA unit on various committees, working groups and complex projects, or initiatives.
• Leads training sessions on AML awareness and processes.
• Advises senior management of AML risk exposure based on suspected activity or employee misconduct or collusion related to ML/TF activity.

Requirements

Qualifications

• Bachelor's degree: OR 4 years of related experience (in addition to the minimum years of experience required (10 years total) may be substituted in lieu of degree.

• 6 years’ experience in financial crimes detection/investigations to include 4 years AML experience within the financial services industry.

• 2 or more years of crypto and direct team lead, supervisory or management experience.

• Strong knowledge and application of (BSA) Bank Secrecy Act, (AML) Anti-Money Laundering and OFAC/Sanctions, and other AML regulatory policies.

• Experience reviewing, editing, and coaching on financial crimes investigation cases.

• Demonstrated strong written and oral communication skills to include communications to executive management.

What Sets You Apart

• Experience leading a team within the crypto industry focusing on financial investigations, OFAC/sanctions investigations, and/or cyber intrusion investigations within a highly complex, detail oriented and fast paced environment.

• 3 or more years subject matter expertise in the areas of Anti-Money Laundering investigations.

• Clear record of developing team culture, processes, and training.

• Excellent verbal, written, presentation and interpersonal communication skills.

• CAMS, CFCS, KYT, Reactor or equivalent certification.